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Article

How Widespread and Predictable Is Stock Broker Misconduct?

Craig McCann, Chuan Qin and Mike Yan
The Journal of Investing Summer 2017, 26 (2) 6-25; DOI: https://doi.org/10.3905/joi.2017.26.2.006
Craig McCann
is the president of Securities Litigation and Consulting Group, Inc. in Fairfax, VA. craigmccann@slcg.com
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Chuan Qin
is a senior financial economist at Securities Litigation and Consulting Group, Inc. in Fairfax, VA. chuanqin@slcg.com
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Mike Yan
is a principal at Securities Litigation and Consulting Group, Inc. in Fairfax, VA. mikeyan@slcg.com
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Article Information

vol. 26 no. 2 6-25
DOI 
https://doi.org/10.3905/joi.2017.26.2.006

Published By 
Pageant Media Ltd
Print ISSN 
1068-0896
Online ISSN 
2168-8613
History 
  • Published online May 31, 2017.

Copyright & Usage 
© 2017 Pageant Media Ltd

Author Information

  1. Craig McCann
    1. is the president of Securities Litigation and Consulting Group, Inc. in Fairfax, VA. (craigmccann{at}slcg.com)
  2. Chuan Qin
    1. is a senior financial economist at Securities Litigation and Consulting Group, Inc. in Fairfax, VA. (chuanqin{at}slcg.com)
  3. Mike Yan
    1. is a principal at Securities Litigation and Consulting Group, Inc. in Fairfax, VA. (mikeyan{at}slcg.com)
  1. To order reprints of this article, please contact Dewey Palmieri at dpalmieri{at}iijournals.com or 212-224-3675.
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The Journal of Investing: 26 (2)
The Journal of Investing
Vol. 26, Issue 2
Summer 2017
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How Widespread and Predictable Is Stock Broker Misconduct?
Craig McCann, Chuan Qin, Mike Yan
The Journal of Investing May 2017, 26 (2) 6-25; DOI: 10.3905/joi.2017.26.2.006

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How Widespread and Predictable Is Stock Broker Misconduct?
Craig McCann, Chuan Qin, Mike Yan
The Journal of Investing May 2017, 26 (2) 6-25; DOI: 10.3905/joi.2017.26.2.006
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  • Article
    • Abstract
    • HOW WIDESPREAD IS STOCK BROKER MISCONDUCT?
    • INVESTOR HARM IS SUBSTANTIALLY MORE WIDESPREAD THAN QURESHI AND SOKOBIN’S ESTIMATE
    • CAN STOCK BROKER MISCONDUCT BE PREDICTED?
    • THE FULL BROKERCHECK DATA
    • DISCUSSION
    • ENDNOTES
    • REFERENCES
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